Tara Nicosia
Hello, I am Tara Nicosia
Chief Technology OfficerTara Nicosia is a dedicated compliance professional with over 12 years of experience in investor relations at a public company. Her expertise in regulatory adherence is complemented by her ACAMS certification.
- Email address tara.nicosia@t7x.io
- Phone number 949-216-0082
Work experience
Tara has 12+ years of experience at a public company spanning investor relations and enterprise compliance. She partners with executive leadership and legal to build strong governance frameworks, align disclosures with regulatory expectations, and ensure rigorous controls across the organization. She holds the ACAMS certification.
Her work includes drafting and operationalizing policies, coordinating internal and external audits, and leading cross‑functional training that improves first‑line ownership of risk. Tara is known for clear communication, pragmatic guidance, and audit‑ready documentation.
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Develops and enforces AML/KYC, sanctions screening, and PEP procedures.
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Designs investor disclosures and SEC‑compliant communications.
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Leads compliance risk assessments, remediation plans, and team training.
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Implements incident response, record‑keeping, and audit readiness processes.
Professional skills
Focused on practical compliance that enables growth while meeting regulatory obligations across disclosures, AML/KYC, and audit readiness.
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Regulatory Compliance & Governance
90% -
AML/KYC Program Management
88% -
Investor Relations & Disclosure
86% -
Policy, Audit & Training
89%
Let’s Build Future Together.
